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Since the creation of the Securities and Exchange Commission in 1934, there has been a growing body of laws designed to protect the interests of investors and the general public. CCH has been there from the beginning, providing reports about the new laws and regulations and authoritative guidance for compliance.

Today, you’ll find this indispensable information in formats designed to save you time—Internet, CD-ROM and loose-leaf volumes.

To view a description of the CCH securities-related publications, select an area of interest:

For the latest securities news and cases go to http://business.cch.com/updates/securities.


Product Spotlight

  Hedge Funds and Private Equity: Regulatory and Risk Management Update

Reports on the latest regulatory and legislative developments affecting hedge funds and other private pools of capital. Each month, the newsletter keeps readers informed of breaking developments in the fast-changing and explosive world of hedge funds and other alternative investment vehicles.

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  Informal Corporate Disclosure Under Federal Securities Law, 2008 Edition

Examines the regulation of informal disclosure e.g., press releases, speeches, analyst conference calls, webcasts, and investor roadshows.

 

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Subprime, Mortgage, and Securitization Law Update

Provides you with up-to-the minute coverage of the major laws and regulations affecting the industry. It gives you immediate coverage of all aspect of the current crisis, including:

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  International Securities and Financial Reporting Update

Reports on the latest developments in international regulations affecting cross-border transactions such as securities offerings, mergers and acquisitions, and the sales of mutual funds with a “multi-country passport.” Twice each month, the newsletter keeps readers informed of the regulations and developments that impact doing business abroad.

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The NASD Rules Archive

Provides online access to quarterly snapshots of the rules of FINRA (formerly NASD). Allows securities firms and the attorneys who represent them to see how the rules existed at select points in time back to the year 2000.

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Commodity Exchange Act, Regulations and Forms

This edition contains the full text of the Commodity Exchange Act and all amendments.

 

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  SECnet

A comprehensive, real-time SEC filings research, retrieval and alert system. It includes a set of precision research tools and proprietary databases designed to enable users to quickly locate references to the SEC filings—EDGAR and non-EDGAR—that meet their needs, and retrieve or order the full-text of filings.

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    SEC Staff Comment Letters

A collection of all Securities and Exchange Commission staff comment letters and issuer responses made available by the SEC dating from August 2004 to the present.

 

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  FINRA Manual

This paperback snapshot of the rules of the Financial Industry Regulatory Authority, Inc. (FINRA — formerly NASD) as of June 30, 2008, is a practical, affordable way to carry a current version of the rulebook with you. The 2008 edition is the first issued under the FINRA Manual title, and is available only from Wolters Kluwer.


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    New York Stock Exchange, Inc. - Rules of the Exchange

(As of May 31, 2008) The General Rules of the Exchange are reprinted from Volume II of the loose-leaf New York Stock Exchange Guide, the official publication of the NYSE, compiled by the Wolters Kluwer Financial Services editorial staff.

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NASDAQ Manual

As the official publisher for a dozen exchanges, CCH, a Wolters Kluwer Financial Services company, is recognized as the authority on the complex world of stock and options exchanges.

The NASDAQ Manual continues that long tradition as your comprehensive, up-to-date guide. to the rules and bylaws of the Exchange.

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