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Since the creation of the Securities and Exchange Commission in 1934, there has been a growing body of laws designed to protect the interests of investors and the general public. CCH has been there from the beginning, providing reports about the new laws and regulations and authoritative guidance for compliance.

Today, you’ll find this indispensable information in formats designed to save you time—Internet, CD-ROM and loose-leaf volumes.

To view a description of the CCH securities-related publications, select an area of interest:

For the latest securities news and cases go to http://business.cch.com/updates/securities.

Product Spotlight

  PCAOB Reporter

With the enactment of the Sarbanes-Oxley Act of 2002, the Public Company Accounting Oversight Board (PCAOB) now directly oversees the audit of all public companies subject to the securities laws.

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Informal Corporate Disclosure Under Federal Securities Law, 2008 Edition

Examines the regulation of informal disclosure — e.g., press releases, speeches, analyst conference calls, webcasts, and investor roadshows.

 

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The NASD Rules Archive

Provides online access to quarterly snapshots of the rules of FINRA (formerly NASD). Allows securities firms and the attorneys who represent them to see how the rules existed at select points in time back to the year 2000.

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SEC Staff Comment Letters

A collection of all Securities and Exchange Commission staff comment letters and issuer responses made available by the SEC dating from August 2004 to the present.

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Sarbanes-Oxley Manual:

A Handbook for the Act and SEC Rules, 3rd Edition

The Sarbanes-Oxley Act of 2002 is the most important federal securities legislation since the New Deal.

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Commodity Exchange Act, Regulations and Forms

This edition contains the full text of the Commodity Exchange Act and all amendments.

 

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