(The news featured
below is a selection from the news covered in Federal Securities Law Reporter,
which is distributed to subscribers of Federal
Securities Law Reporter.)
Broker Barred Following Unauthorized Trades
The
SEC barred an individual from association with any broker or dealer. As alleged,
the broker executed transactions in the accounts of at least two customers
without the customers' authorization and traded on margin without the customer's
authorization in one of the accounts.
In
the Matter of Stanislav Kaminsky, Release No. 34-55914, is reported at ¶87,926.
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