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(The news featured below is a selection from the news covered in Federal Securities Law Reporter, which is distributed to subscribers of Federal Securities Law Reporter.)

Accountant Suspended After Injunctions Entered

An accountant was suspended from practicing before the Commission. The individual had previously been enjoined from future violations and otherwise sanctioned by a federal district court. As alleged, the accountant participated in a fraudulent scheme in which a company made misleading disclosures in its Form 10-K. The Commission charged that the accountant substantially participated in the preparation and signed each filing, and that he knew, or was reckless in not knowing, that each filing was misleading.

In the Matter of Raymond L. Mathiasen, Release No. 34-55887, is reported at ¶87,924.

 

 

 

 

 



 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

     
  
 

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